Setting Audit Control Notes, Compliance, Observations

Introduction

A User can add notes, edit the compliant status of Controls (within the Audit only), and create Observations/Recommendations based on the results of the Audit.

Step-by-Step Guide

1. To create a note, click the box in the bottom right that says “Start writing a new note…”

2. Format the note, and click the “Add Note” button at the bottom right of the menu

3. To change the Compliance status of a Control, there are two options:

   1. Do it directly to the Controls in the list

   2. Open the details of a Control and change it

4. To create an Observation/Recommendation there are two methods:

   1. First, through a note, click on the options button and select “Convert to an Observation”

      1. For more details, see how to convert a note to an Observation

   2. Second, through a Control’s detail page, navigate to the Observation data grid and click the “Create” button

Video Tutorial

Related Articles