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Evaluate Controls for a Vendor Review

Introduction

A Vendor Review primarily consists of Control Categories with Sub-Controls that can be marked as ‘Not in Place / In Place’ and ‘Not Audited / Audited’.

Not In Place / In Place - A Control Category or Sub-Control may be marked as ‘In Place’ if there is some evidence that the controls are being implemented

Not Audited / Audited - A Control Category or Sub-Control may be marked as ‘Audited’ if there is concrete evidence that the controls are being implemented, usually found in an audit document.

Step-by-Step Guide

  1. Within a Vendor Review, open the ‘Evaluate Controls’ Menu

  2. Select each Control Category to open the Sub-controls

  3. Based on documentation, toggle the In Place and Audited switches for each Sub-control

  4. If all Sub-controls are In Place or fully Audited, use the drop down menus to toggle all Sub-controls in the category

Video Tutorial

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